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Modern Slavery Statement

Alpha Quant Systems INC. (ALPHA)

Financial Year Ending: December 31, 2026

1. INTRODUCTION

Alpha Quant Systems Inc. ("ALPHA") is an Ontario, Canada-based SaaS technology firm that develops proprietary analytical indicators for financial market practitioners. ALPHA is committed to conducting business ethically and transparently, and to preventing modern slavery, human trafficking, and forced labour in all aspects of its operations and supply chain.

2. OUR BUSINESS

ALPHA operates as a digital-first SaaS provider. Our core activities include the development and distribution of quantitative trading indicators, hardware-locked software licensing, and the delivery of live analytical sessions via digital platforms. Our workforce consists of skilled technology professionals, quantitative analysts, and administrative staff located primarily in Ontario, Canada.

3. OUR SUPPLY CHAIN

As a digital SaaS company, our supply chain is limited to:

  • Cloud Infrastructure Providers: Enterprise-grade hosting services (e.g., Amazon Web Services) for platform delivery.
  • Payment Processing Partners: PCI DSS compliant payment gateways for subscription billing.
  • Identity Verification Providers: Third-party KYC and identity verification services.
  • Software Development Tools: Licensed development platforms and libraries.

We do not engage in manufacturing, physical goods production, or labour-intensive supply chain operations.

4. OUR POLICIES

ALPHA maintains a zero-tolerance approach to modern slavery and human trafficking. Our policies include:

  • Fair employment practices with competitive compensation for all team members.
  • Compliance with all applicable labour laws in Ontario, Canada.
  • Due diligence procedures for evaluating third-party vendors and service providers.
  • Whistleblower protections for anyone reporting concerns related to modern slavery.

5. DUE DILIGENCE

ALPHA evaluates all significant third-party relationships to assess modern slavery risks. Our enterprise infrastructure providers (AWS, Moneris, Square, etc.) maintain their own robust anti-slavery and ethical sourcing policies, which we review as part of our vendor assessment process.

6. REPORTING CONCERNS

Any employee, contractor, or member of the public who has concerns about modern slavery in any part of ALPHA's business or supply chain is encouraged to report them. Reports can be made confidentially to support@alphaquantsystems.com. ALPHA will investigate all reports thoroughly and take appropriate action.

7. COMMITMENT

This statement is made pursuant to ALPHA's commitment to ethical business practices and will be reviewed and updated annually. ALPHA is dedicated to improving its practices to ensure that slavery and human trafficking play no part in any aspect of its business.

Alpha Quant Systems INC.Email: support@alphaquantsystems.com
Alpha Quant Systems

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© 2026 Alpha Quant Systems INC. (ALPHA). ALPHA is an Ontario, Canada-based SaaS technology firm. We provide generalized data analysis tools and interactive consultations strictly for analytical and entertainment purposes. ALPHA does not manage funds, execute trades, or provide personalized investment advice. All users assume 100% responsibility for their financial decisions and outcomes. All third-party trademarks, including but not limited to NinjaTrader® and CME Group™, are the property of their respective owners; ALPHA is not affiliated with or endorsed by them.
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